Filing Details
- Accession Number:
- 0001774463-22-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-07 20:45:50
- Reporting Period:
- 2022-11-03
- Accepted Time:
- 2022-11-07 20:45:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1163668 | South Plains Financial Inc. | SPFI | State Commercial Banks (6022) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1774463 | D Richard Campbell | 5219 City Bank Parkway Lubbock TX 79407-3544 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2022-11-03 | 30,000 | $29.00 | 1,673,787 | No | 4 | S | Indirect | By Henry TAW LP |
| Common Stock | Disposition | 2022-11-03 | 5,000 | $30.23 | 1,668,787 | No | 4 | S | Indirect | By Henry TAW LP |
| Common Stock | Disposition | 2022-11-04 | 10,000 | $30.74 | 1,658,787 | No | 4 | S | Indirect | By Henry TAW LP |
| Common Stock | Disposition | 2022-11-07 | 4,701 | $30.78 | 1,654,086 | No | 4 | S | Indirect | By Henry TAW LP |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Henry TAW LP |
| No | 4 | S | Indirect | By Henry TAW LP |
| No | 4 | S | Indirect | By Henry TAW LP |
| No | 4 | S | Indirect | By Henry TAW LP |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 7,223 | Direct | |
| Common Stock | 40,000 | Indirect | By RIG LLC |
Footnotes
- Includes restricted stock units that may be settled only by delivery of an equal number of shares of common stock and which are subject to vesting and forfeiture conditions.
- Shares sold to Noe G. Valles, a director of the Issuer, in a private transaction.
- Shares owned by Henry TAW LP but subject to a voting agreement and irrevocable proxy pursuant to which Mr. Campbell exercises voting authority.
- The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $29.80 to $30.53 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $30.50 to $30.95 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $30.68 to $30.97 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Shares owned by Racham Investment Group LLC ("RIG LLC").
Billionaire Hedge Funds
