Filing Details

Accession Number:
0000855658-22-000284
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-11-07 19:48:38
Reporting Period:
2022-11-03
Accepted Time:
2022-11-07 19:48:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
855658 Lattice Semiconductor Corp LSCC Semiconductors & Related Devices (3674) 930835214
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1891117 Ann Tracy Feanny 5555 Ne Moore Court
Hillsboro OR 97124
Svp, General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-11-03 2,215 $0.00 2,215 No 4 M Direct
Common Stock Disposition 2022-11-03 540 $50.40 1,675 No 4 F Direct
Common Stock Acquisiton 2022-11-03 2,790 $0.00 4,465 No 4 M Direct
Common Stock Disposition 2022-11-03 680 $50.40 3,785 No 4 F Direct
Common Stock Disposition 2022-11-04 1,173 $52.23 2,612 No 4 S Direct
Common Stock Disposition 2022-11-07 1,055 $52.67 1,557 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Performance Restricted Stock Unit (PRSU) Disposition 2022-11-03 2,790 $0.00 2,790 $0.00
Common Stock Restricted Stock Unit (RSU) Disposition 2022-11-03 2,215 $0.00 2,215 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
6,070 2024-11-03 No 4 M Direct
10,071 2025-11-03 No 4 M Direct
Footnotes
  1. Restricted Stock Units - no purchase price for this transaction.
  2. These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.
  3. The transaction indicated was conducted under an approved 10b5-1 Plan.
  4. Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.
  5. On November 3, 2022, the Compensation Committee of the Board of Directors of the Issuer determined that 94.47% of the performance conditions, pertaining to the first tranche of shares subject to the Performance Restricted Stock Units granted November 3, 2021 and scheduled to vest on November 3, 2022, had been achieved, resulting in the vesting and release of 2,790 shares and the forfeiture of 163 shares which did not vest.
  6. Not applicable.
  7. Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.