Filing Details

Accession Number:
0001823608-22-000164
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-11-07 18:57:22
Reporting Period:
2022-11-03
Accepted Time:
2022-11-07 18:57:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1823608 Amalgamated Financial Corp. AMAL State Commercial Banks (6022) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1848228 D. Sam Brown 275 7Th Avenue
New York NY 10001
Executive Vp No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-11-03 33,620 $13.75 35,475 No 4 M Direct
Common Stock Disposition 2022-11-03 25,320 $24.98 10,155 No 4 F Direct
Common Stock Disposition 2022-11-03 1,339 $25.01 8,816 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Acquisiton 2022-11-03 33,620 $13.75 33,620 $13.75
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
6,961 2022-11-02 2027-01-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,000 Indirect Custodian of Account for Mr. Brown's Children
Footnotes
  1. Stock options vested in three equal installments on each of 1/1/2017, 1/1/2018, and 1/1/2019.
  2. This number includes 1065 shares purchased under the Company's Employee Stock Purchase Plan.
  3. The disposition reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/02/2022.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.04 - $25.00. The reporting person undertakes to provide to AMAL, any security holder of AMAL, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.