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Filing Details

Accession Number:: 0001062993-22-021636
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-11-07 13:56:32
Reporting Period:: 2022-11-03

Accepted Time:: 2022-11-07 13:56:32
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
49071	Humana Inc	HUM	Hospital & Medical Service Plans (6324)	610647538

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1185643	D Bruce Broussard	Humana Inc. 500 W Main St. Louisville KY 40202	President & Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Humana Common	Acquisiton	2022-11-03	372	$268.47	80,021	No	4	M	Direct
Humana Common	Disposition	2022-11-03	179	$560.14	79,842	No	4	F	Direct
Humana Common	Acquisiton	2022-11-03	324	$307.97	80,166	No	4	M	Direct
Humana Common	Disposition	2022-11-03	179	$560.14	79,987	No	4	F	Direct
Humana Common	Acquisiton	2022-11-03	13,146	$307.97	93,133	No	4	M	Direct
Humana Common	Disposition	2022-11-03	9,587	$560.14	83,546	No	4	F	Direct
Humana Common	Acquisiton	2022-11-03	26,860	$350.79	110,406	No	4	M	Direct
Humana Common	Disposition	2022-11-03	20,842	$560.14	89,564	No	4	F	Direct
Humana Common	Disposition	2022-11-03	9,000	$566.17	80,564	No	4	S	Direct
Humana Common	Disposition	2022-09-20	2,981	$0.00	77,583	No	4	G	Direct
Humana Common	Disposition	2022-09-20	2,981	$0.00	74,602	No	4	G	Direct
Humana Common	Disposition	2022-09-20	2,000	$0.00	72,602	No	4	G	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct
No	4	G	Direct
No	4	G	Direct
No	4	G	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Humana Common	Options	Disposition	2022-11-03	372	$0.00	372	$268.47
Humana Common	Options	Disposition	2022-11-03	13,470	$0.00	13,470	$307.97
Humana Common	Options	Disposition	2022-11-03	26,860	$0.00	26,860	$350.79

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2025-02-19	No	4	M	Direct
0	2026-02-25	No	4	M	Direct
13,430	2027-02-24	No	4	M	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Humana Common	Options	$376.61	2028-02-22	30,425	30,425	Direct
Humana Common	Options	$425.06	2029-02-21	23,734	23,734	Direct
Humana Common	Restricted Stock Units	$0.00		2,673	2,673	Direct
Humana Common	Restricted Stock Units	$0.00		4,929	4,929	Direct
Humana Common	Restricted Stock Units	$0.00		6,551	6,551	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2028-02-22	30,425	30,425	Direct
2029-02-21	23,734	23,734	Direct
	2,673	2,673	Direct
	4,929	4,929	Direct
	6,551	6,551	Direct

Footnotes

Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/2018, vesting in three annual increments.
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three annual increments.
Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments.
Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments.
Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments.
Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
Shares reported represent shares swapped in for the purchase price of options exercised, using the FMV on 11/2/22.
Shares reported represent shares swapped in for the purchase price and taxes on options exercised, using FMV on 11/2/22 for computing shares swapped for purchase price and FMV on 11/3/22 for computing shares swapped for tax liability.
Price reported is weighted average sales price.
Shares transferred represent a gift to a Trust in the name of affiliate's son, effective September 20, 2022. Affiliate is not a Trustee and has no pecuniary interest or investment discretion.
Shares transferred represent a gift to a Trust in the name of affiliate's daughter, effective September 20, 2022. Affiliate is not a Trustee and has no pecuniary interest or investment discretion.
Shares represent a charitable gift/donation, effective September 20, 2022, in which no value was received in return.