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Filing Details

Accession Number:: 0001062993-22-021629
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-11-07 12:49:52
Reporting Period:: 2022-11-03

Accepted Time:: 2022-11-07 12:49:52
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
49071	Humana Inc	HUM	Hospital & Medical Service Plans (6324)	610647538

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1768291	C Joseph Ventura	Humana Inc. 500 W Main Street Louisville KY 40202	Chief Legal Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Humana Common	Acquisiton	2022-11-03	972	$307.97	4,771	No	4	M	Direct
Humana Common	Disposition	2022-11-03	535	$560.14	4,236	No	4	F	Direct
Humana Common	Acquisiton	2022-11-03	2,620	$307.97	6,856	No	4	M	Direct
Humana Common	Disposition	2022-11-03	2,620	$564.97	4,236	No	4	S	Direct
Humana Common	Disposition	2022-11-03	535	$566.76	3,701	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Humana Common	Options	Disposition	2022-11-03	3,592	$0.00	3,592	$307.97

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2026-02-25	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Humana Common	229	Indirect	See Footnote

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Humana Common	Options	$350.79	2027-02-24	4,656	4,656	Direct
Humana Common	Options	$376.61	2028-02-22	4,598	4,598	Direct
Humana Common	Options	$425.06	2029-02-21	3,932	3,932	Direct
Humana Common	Restricted Stock Units	$0.00		309	309	Direct
Humana Common	Restricted Stock Units	$0.00		745	745	Direct
Humana Common	Restricted Stock Units	$0.00		1,085	1,085	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2027-02-24	4,656	4,656	Direct
2028-02-22	4,598	4,598	Direct
2029-02-21	3,932	3,932	Direct
	309	309	Direct
	745	745	Direct
	1,085	1,085	Direct

Footnotes

Shares held for the benefit of reporting person as of October 31, 2022 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three increments from 2/25/20 to 2/25/22.
Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
Shares reported represent shares swapped in for the purchase price of options exercised, using FMV on 11/2/22. No shares were sold or disposed of for any value in return.
Price reported is average sales price.