Filing Details
- Accession Number:
- 0001726978-22-000129
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-04 16:41:31
- Reporting Period:
- 2022-11-03
- Accepted Time:
- 2022-11-04 16:41:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1726978 | Goosehead Insurance Inc. | GSHD | Insurance Agents, Brokers & Service (6411) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1737782 | Jr. E. Mark Jones | C/O Goosehead Insurance, Inc. 1500 Solana Blvd., Bldg 4, Ste 4500 Westlake TX 76262 | Chief Financial Officer | No | Yes | Yes | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common Stock | Disposition | 2022-11-03 | 42 | $0.00 | 300,789 | No | 4 | C | Direct | |
| Class A Common Stock | Acquisiton | 2022-11-03 | 42 | $0.00 | 42 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2022-11-03 | 42 | $40.00 | 0 | No | 4 | S | Direct | |
| Class B Common Stock | Disposition | 2022-11-04 | 323 | $0.00 | 300,466 | No | 4 | C | Direct | |
| Class A Common Stock | Acquisiton | 2022-11-04 | 323 | $0.00 | 323 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2022-11-04 | 323 | $40.00 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | C | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | LLC Units in Goosehead Financial, LLC | Disposition | 2022-11-03 | 42 | $0.00 | 42 | $0.00 |
| Class A Common Stock | LLC Units in Goosehead Financial, LLC | Disposition | 2022-11-04 | 323 | $0.00 | 323 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 300,789 | No | 4 | C | Direct | ||
| 300,466 | No | 4 | C | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class B Common Stock | 82,005 | Indirect | Jones 2020 Irrevocable Trust |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | LLC Units in Goosehead Financial, LLC | $0.00 | 82,005 | 82,005 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 82,005 | 82,005 | Indirect |
Footnotes
- Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.
Billionaire Hedge Funds
