Filing Details

Accession Number:
0001437749-22-026038
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-11-04 16:17:14
Reporting Period:
2022-11-02
Accepted Time:
2022-11-04 16:17:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1401667 Puma Biotechnology Inc. PBYI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1358285 H Alan Auerbach C/O Puma Biotechnology, Inc.
10880 Wilshire Blvd., Suite 2150
Los Angeles CA 90024
President And Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2022-11-02 1,242 $2.25 6,312,949 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units in accordance with the Company's mandatory sale to cover taxes program.