Filing Details
- Accession Number:
- 0001127602-22-024961
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-04 16:05:04
- Reporting Period:
- 2022-11-03
- Accepted Time:
- 2022-11-04 16:05:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1535929 | Voya Financial Inc. | VOYA | Life Insurance (6311) | 521222820 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1853487 | Robert Michael Katz | 230 Park Avenue New York NY 10169 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2022-11-03 | 1,472 | $66.18 | 13,520 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Performance Stock Unit | $0.00 | 31,948 | 31,948 | Direct | ||
| Common Stock | Restricted Stock Units | $0.00 | 16,847 | 16,847 | Direct | ||
| Common Stock | Deferred Savings Plan Issuer Stock Units | $0.00 | 806 | 806 | Direct | ||
| Common Stock | Performance-Based Stock Options | $0.00 | 56,187 | 56,187 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 31,948 | 31,948 | Direct | |
| 16,847 | 16,847 | Direct | |
| 806 | 806 | Direct | |
| 56,187 | 56,187 | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.
- The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.
- The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date.
- Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in the units to alternative investments in the future.
- Includes a dividend of 2.638 shares.
- The options vest based on the conditions set forth in their respective agreements.
Billionaire Hedge Funds
