Filing Details

Accession Number:
0001718218-22-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-11-04 15:37:22
Reporting Period:
2022-11-03
Accepted Time:
2022-11-04 15:37:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1703079 Xai Octagon Floating Rate & Alternative Income Term Trust XFLT () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1718218 J Theodore Brombach 321 N. Clark Street
Chicago IL 60054
President & Ceo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Of Beneficial Ownership Acquisiton 2022-11-03 412 $6.35 412 No 4 P Indirect XMS Holdings LLC
Common Shares Of Beneficial Ownership Acquisiton 2022-11-04 3,588 $6.39 4,000 No 4 P Indirect XMS Holdings LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect XMS Holdings LLC
No 4 P Indirect XMS Holdings LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares Of Beneficial Ownership 10,205 Indirect XA Investments LLC
Common Shares Of Beneficial Ownership 452,401 Direct