Filing Details

Accession Number:
0001822966-22-000078
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-11-03 18:25:44
Reporting Period:
2022-11-01
Accepted Time:
2022-11-03 18:25:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1822966 Nuscale Power Corp SMR Heating Equipment, Except Electric & Warm Air Furnaces (3433) 852715384
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1912965 Jr N Jose Reyes 6650 Sw Redwood Lane, Suite 210
Portland OR 97224
Chief Technology Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2022-11-01 26,895 $0.64 26,895 No 4 M Indirect By Jose N. Reyes, Jr. Trust, dated August 2, 2021
Class A Common Stock Disposition 2022-11-01 26,895 $11.45 0 No 4 S Indirect By Jose N. Reyes, Jr. Trust, dated August 2, 2021
Class A Common Stock Acquisiton 2022-11-02 453,215 $0.64 453,215 No 4 M Indirect By Jose N. Reyes, Jr. Trust, dated August 2, 2021
Class A Common Stock Disposition 2022-11-02 13,250 $11.38 439,965 No 4 S Indirect By Jose N. Reyes, Jr. Trust, dated August 2, 2021
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect By Jose N. Reyes, Jr. Trust, dated August 2, 2021
No 4 S Indirect By Jose N. Reyes, Jr. Trust, dated August 2, 2021
No 4 M Indirect By Jose N. Reyes, Jr. Trust, dated August 2, 2021
No 4 S Indirect By Jose N. Reyes, Jr. Trust, dated August 2, 2021
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee Stock Option (right to buy) Disposition 2022-11-01 26,895 $0.00 26,895 $0.64
Class A Common Stock Employee Stock Option (right to buy) Disposition 2022-11-02 453,215 $0.00 453,215 $0.64
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-02-01 2023-09-13 No 4 M Indirect
0 2016-02-01 2023-09-13 No 4 M Indirect
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.25 to $11.61, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.60, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.