Filing Details

Accession Number:
0001482480-22-000008
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-10-28 14:39:35
Reporting Period:
2022-10-28
Accepted Time:
2022-10-28 14:39:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1490906 Capitol Federal Financial Inc. CFFN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1482480 C Rick Jackson C/O Capitol Federal Financial, Inc.
700 South Kansas Avenue
Topeka KS 66603
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Cffn Common Stock Acquisiton 2022-10-28 8,000 $7.59 144,138 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Cffn Common Stock 17,241 Indirect ESOP
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Cffn Common Stock CFFN Non-qualified Stock Option $14.43 2025-01-26 55,910 55,910 Direct
Cffn Common Stock CFFN Phantom Stock 2021 $11.33 2024-12-31 2024-12-31 5,435 5,435 Direct
Cffn Common Stock CFFN Phantom Stock 2020 $12.50 2023-12-31 2023-12-31 1,919 1,919 Direct
Cffn Common Stock CFFN Phantom Stock 2019 $13.73 2022-12-31 2022-12-31 2,976 2,976 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2025-01-26 55,910 55,910 Direct
2024-12-31 5,435 5,435 Direct
2023-12-31 1,919 1,919 Direct
2022-12-31 2,976 2,976 Direct
Footnotes
  1. All options are vested and exercisable.