Filing Details

Accession Number:
0001209191-22-054746
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-10-27 20:00:38
Reporting Period:
2022-10-26
Accepted Time:
2022-10-27 20:00:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1642545 Shockwave Medical Inc. SWAV Surgical & Medical Instruments & Apparatus (3841) 270494101
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1768265 Isaac Zacharias C/O Shockwave Medical, Inc.
5403 Betsy Ross Drive
Santa Clara CA 95054
President, Cco No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-10-26 1,295 $4.03 74,316 No 4 M Direct
Common Stock Acquisiton 2022-10-26 2,705 $6.71 77,021 No 4 M Direct
Common Stock Disposition 2022-10-26 4,000 $292.44 73,021 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2022-10-26 1,295 $0.00 1,295 $4.03
Common Stock Stock Option Disposition 2022-10-26 2,705 $0.00 2,705 $6.71
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
9,222 2028-04-10 No 4 M Direct
52,054 2028-11-14 No 4 M Direct
Footnotes
  1. All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 2/25/2022.
  2. All reported securities were sold at a price of $292.44.
  3. Twenty-Five percent of the shares subject to this option vested on 3/1/2019 and the balance of the shares are scheduled to vest in equal monthly installments thereafter for 36 months.
  4. Twenty-five percent of the shares subject to the option vested on 11/9/2019 and the balance of the shares are scheduled to vest in equal monthly installments thereafter for 36 months.