Filing Details

Accession Number:
0001664998-22-000110
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-10-25 21:24:12
Reporting Period:
2022-10-21
Accepted Time:
2022-10-25 21:24:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1664998 Knowbe4 Inc. KNBE Services-Computer Programming, Data Processing, Etc. (7370) 273205919
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1842466 Shrikrishna Venkataraman C/O Knowbe4, Inc.
33 N. Garden Avenue
Clearwater FL 33755
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2022-10-21 28,105 $0.00 405,292 No 4 C Direct
Class A Common Stock Disposition 2022-10-21 28,105 $24.50 377,187 No 4 S Direct
Class A Common Stock Acquisiton 2022-10-24 158,286 $0.00 535,473 No 4 C Direct
Class A Common Stock Disposition 2022-10-24 158,286 $24.52 377,187 No 4 S Direct
Class A Common Stock Acquisiton 2022-10-25 88,299 $0.00 465,486 No 4 C Direct
Class A Common Stock Disposition 2022-10-25 88,299 $24.55 377,187 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
No 4 C Direct
No 4 S Direct
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Stock Option (right to buy) Disposition 2022-10-21 9,269 $0.00 9,269 $1.02
Class A Common Stock Class B Common Stock Acquisiton 2022-10-21 9,269 $1.02 9,269 $0.00
Class B Common Stock Stock Option (right to buy) Disposition 2022-10-21 9,300 $0.00 9,300 $3.42
Class A Common Stock Class B Common Stock Acquisiton 2022-10-21 9,300 $3.42 9,300 $0.00
Class B Common Stock Stock Option (right to buy) Disposition 2022-10-21 9,536 $0.00 9,536 $4.97
Class A Common Stock Class B Common Stock Acquisiton 2022-10-21 9,536 $4.97 9,536 $0.00
Class A Common Stock Class B Common Stock Disposition 2022-10-21 28,105 $0.00 28,105 $0.00
Class B Common Stock Stock Option (right to buy) Disposition 2022-10-24 96,192 $0.00 96,192 $1.02
Class A Common Stock Class B Common Stock Acquisiton 2022-10-24 96,192 $1.02 96,192 $0.00
Class B Common Stock Stock Option (right to buy) Disposition 2022-10-24 59,760 $0.00 59,760 $3.42
Class A Common Stock Class B Common Stock Acquisiton 2022-10-24 59,760 $3.42 59,760 $0.00
Class B Common Stock Stock Option (right to buy) Disposition 2022-10-24 2,334 $0.00 2,334 $4.97
Class A Common Stock Class B Common Stock Acquisiton 2022-10-24 2,334 $4.97 2,334 $0.00
Class A Common Stock Class B Common Stock Disposition 2022-10-24 158,286 $0.00 158,286 $0.00
Class B Common Stock Stock Option (right to buy) Disposition 2022-10-25 88,299 $0.00 88,299 $1.02
Class A Common Stock Class B Common Stock Acquisiton 2022-10-25 88,299 $1.02 88,299 $0.00
Class A Common Stock Class B Common Stock Disposition 2022-10-25 88,299 $0.00 88,299 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
641,731 2028-04-05 No 4 M Direct
9,269 No 4 M Direct
242,040 2029-08-28 No 4 M Direct
18,569 No 4 M Direct
336,174 2030-02-26 No 4 M Direct
28,105 No 4 M Direct
0 No 4 C Direct
545,539 2028-04-05 No 4 M Direct
96,192 No 4 M Direct
182,280 2029-08-28 No 4 M Direct
155,952 No 4 M Direct
333,840 2030-02-26 No 4 M Direct
158,286 No 4 M Direct
0 No 4 C Direct
457,240 2028-04-05 No 4 M Direct
88,299 No 4 M Direct
0 No 4 C Direct
Footnotes
  1. Each share of the Issuer's Class B Common Stock, par value $0.00001 per share (the "Class B Common Stock") is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock, par value $0.00001 per share (the "Class A Common Stock"). Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer.
  2. Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
  3. The sale of shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person on May 28, 2021 and subsequently modified on June 1, 2022.
  4. Represents the weighted average share price of an aggregate total of 28,105 shares sold in the price range of $24.50 to $24.51 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  5. Represents the weighted average share price of an aggregate total of 158,286 shares sold in the price range of $24.50 to $24.59 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  6. Represents the weighted average share price of an aggregate total of 88,299 shares sold in the price range of $24.50 to $24.57 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  7. Option granted under the the Issuer's 2016 Equity Incentive Plan. Twenty-five percent (25%) of the shares subject to the option vested on April 5, 2019, and, thereafter, the remaining number of shares subject to the option vested in equal monthly installments over the following thirty-six (36) months.
  8. Option granted under the Issuer's 2016 Equity Incentive Plan. Twenty-five percent (25%) of the shares subject to the option vested on August 28, 2020, and, thereafter, remaining number of shares subject to the option shall vest in equal monthly installments over the following thirty-six (36) months.
  9. Option granted under the Issuer's 2016 Equity Incentive Plan. Twenty-five percent (25%) of the shares subject to the option vested on February 26, 2021, and, thereafter, the remaining number of shares subject to the option shall in equal monthly installments over following thirty-six (36) months.