Filing Details

Accession Number:
0001179110-11-010178
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-06-28 17:28:20
Reporting Period:
2011-06-24
Filing Date:
2011-06-28
Accepted Time:
2011-06-28 17:28:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
911177 Casella Waste Systems Inc CWST Refuse Systems (4953) 030338873
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1364577 L David Schmitt C/O Casella Waste Systems, Inc.
25 Greens Hill Lane
Rutland VT 05701
General Counsel & Vp No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2011-06-10 5,000 $0.00 12,407 No 4 M Direct
Class A Common Stock Acquisiton 2011-06-11 4,765 $0.00 17,172 No 5 M Direct
Class A Common Stock Disposition 2011-06-28 3,530 $5.13 13,642 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 5 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Restricted Stock Unit Acquisiton 2011-06-10 5,000 $0.00 5,000 $0.00
Class A Common Stock Restricted Stock Unit Acquisiton 2011-06-11 4,765 $0.00 4,765 $0.00
Class A Common Stock Restricted Stock Unit Acquisiton 2011-06-14 8,565 $0.00 8,565 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,000 No 4 M Direct
14,295 No 4 M Direct
8,565 No 4 A Direct
Footnotes
  1. Represents the award of Restricted Stock Units ("RSUs") under the Casella Waste Systems, Inc. ("Casella") 2006 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock.
  2. RSUs vest in three equal annual installments beginning on June 10,2011. These RSUs are being reported upon the first vesting date pursuant to Section 16(a) of the Securities Exchange Act of 1934 and applicable regulations thereunder.
  3. RSUs vest in three equal annual installments beginning on June 11, 2010. These RSUs are being reported upon the second vesting anniversary pursuant to Section 16(a) of the Securities Exchange Act of 1934 and applicable regulations thereunder.
  4. Reflects the settlement of vested RSUs for shares of Class A Common Stock.
  5. RSUs vest in three equal annual installments beginning on June 14,2012. These RSUs will be reported upon vesting pursuant to Section 16(a) of the Securities Exchange Act of 1934 and applicable regulations thereunder.
  6. Previously reported on June 16, 2011.