Filing Details
- Accession Number:
- 0001477932-22-007869
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-10-24 12:56:22
- Reporting Period:
- 2022-10-20
- Accepted Time:
- 2022-10-24 12:56:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1474167 | Cosmos Holdings Inc. | COSM | Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) | 270611758 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1660125 | Grigorios Siokas | 5 Ag. Georgiou Str., Pilea Thessaloniki J3 TK57001 | Chief Executive Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $.001 Par Value | Acquisiton | 2022-10-20 | 12,500,000 | $0.12 | 19,334,168 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Warrants | Disposition | 2022-10-20 | 2,654,782 | $0.62 | 2,654,782 | $0.62 |
| Common Stock | Exchange Warrants | Acquisiton | 2022-10-20 | 5,309,564 | $0.12 | 5,309,564 | $0.12 |
| Common Stock | Series A Common Warrants | Acquisiton | 2022-10-20 | 12,500,000 | $0.12 | 12,500,000 | $0.12 |
| Common Stock | Series B Common Warrants | Acquisiton | 2022-10-20 | 12,500,000 | $0.12 | 12,500,000 | $0.12 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2022-08-28 | 2027-08-28 | No | 4 | H | Direct |
| 5,309,564 | 2022-10-20 | 2029-10-20 | No | 4 | P | Direct |
| 12,500,000 | 2022-10-20 | 2024-10-20 | No | 4 | P | Direct |
| 12,500,000 | 2022-10-20 | 2029-10-20 | No | 4 | P | Direct |
Footnotes
- Mr. Siokas purchased 12,500,000 shares of Common Stock pursuant to a Securities Purchase Agreement dated as of October 17, 2022 (the "SPA"), which were sold to him pursuant to Registration Statement Nos. 333-267505 and 333-267917.
- Mr. Siokas exchanged these warrants pursuant to a Warrant Exchange Agreement dated as of October 3, 2022, subject to a beneficial ownership limitations of 9.99%.
- Mr. Siokas acquired these warrants on October 20, 2022 pursuant to a Warrant Exchange Agreement set forth in Note 2 above.
- These warrants were acquired pursuant to the SPA and Registration Statements described in Note (1) above.
Billionaire Hedge Funds
