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Home > Insider Trading > Filing (0001628280-22-026698)

Filing Details

Accession Number:: 0001628280-22-026698
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-10-19 21:38:35
Reporting Period:: 2022-10-17

Accepted Time:: 2022-10-19 21:38:35
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1819438	Ess Tech Inc.	GWH	Miscellaneous Electrical Machinery, Equipment & Supplies (3690)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1884681	Julia Song	C/O Ess Tech, Inc. 26440 Sw Parkway Ave., Bldg. 83 Wilsonville OR 97070	Chief Technology Officer	No	Yes	No	No
1885331	E Craig Evans	C/O Ess Tech, Inc. 26440 Sw Parkway Ave., Bldg. 83 Wilsonville OR 97070	President	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2022-10-17	12,628	$3.72	2,453,439	No	4	S	Indirect	See Footnote.
Common Stock	Disposition	2022-10-17	16,340	$3.72	5,625,277	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See Footnote.
No	4	S	Direct

Footnotes

The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSU's
The shares are held directly by Julia Song. The reporting persons are husband and wife.