Filing Details
- Accession Number:
- 0001209191-11-036552
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-28 13:50:01
- Reporting Period:
- 2011-06-27
- Filing Date:
- 2011-06-28
- Accepted Time:
- 2011-06-28 13:50:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 851310 | Harmonic Inc | HLIT | Radio & Tv Broadcasting & Communications Equipment (3663) | 770201147 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1216439 | J Anthony Ley | 4300 North First Street San Jose CA 95134 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-06-27 | 61,665 | $5.86 | 439,668 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-06-27 | 61,665 | $7.01 | 378,003 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-06-27 | 58,333 | $5.87 | 436,336 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-06-27 | 58,333 | $7.01 | 378,003 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Right to buy | Disposition | 2011-06-27 | 61,665 | $5.86 | 61,665 | $5.86 |
| Common Stock | Right to buy | Disposition | 2011-06-27 | 58,333 | $5.87 | 58,333 | $5.87 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-05-03 | 2011-06-30 | No | 4 | M | Direct |
| 0 | 2007-02-27 | 2011-06-30 | No | 4 | M | Direct |
Footnotes
- Per 10b5-1 Plan dated August 20, 2010.
- Twenty-five percent of the Shares subject to the Option vested twelve months after the Vesting Commencement Date, and one forty eighth of the Shares subject to the Option vested monthly thereafter.
Billionaire Hedge Funds
