Filing Details

Accession Number:
0001209191-22-053671
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-10-14 16:42:09
Reporting Period:
2022-10-13
Accepted Time:
2022-10-14 16:42:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
110621 Rpm International Inc RPM Paints, Varnishes, Lacquers, Enamels & Allied Prods (2851) 020642224
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1224025 C Frank Sullivan 2628 Pearl Road
P.o. Box 777
Medina OH 44258
Chairman And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Disposition 2022-10-13 65,000 $92.60 1,050,706 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $0.01 Par Value 15,000 Indirect By LLC
Common Stock, $0.01 Par Value 9,600 Indirect By Thomas C. Sullivan Irrevocable Trust FBO Frank C. Sullivan 10/26/12
Common Stock, $0.01 Par Value 3,000 Indirect As custodian for son
Common Stock, $0.01 Par Value 4,902 Indirect By 401(k) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Appreciation Rights $0.00 1,410,000 1,410,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
1,410,000 1,410,000 Direct
Footnotes
  1. Includes an aggregate of 7,382 shares of Common Stock issued pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan (the "Plan"), 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan, 97,505 vested restricted shares of Common Stock held in escrow until the Reporting Person's retirement, and 39,150 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the Plan.
  2. Approximate number of shares of Common Stock held as of August 15, 2022 in the account of the Reporting Person by Fidelity Trust Management Company, as Trustee of the RPM International Inc. 401(k) Trust and Plan, as amended.
  3. No transaction is being reported on this line. Reported on a previously filed Form 3, Form 4, or Form 5.
  4. Stock Appreciation Rights granted pursuant to the Plan in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2016 and 2022 and expire ten years from the date of grant.