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Home > Insider Trading > Filing (0000902664-22-004508)

Filing Details

Accession Number:: 0000902664-22-004508
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-10-11 16:31:31
Reporting Period:: 2022-10-06

Accepted Time:: 2022-10-11 16:31:31
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1281895	Rocket Pharmaceuticals Inc.	RCKT	Pharmaceutical Preparations (2834)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1493215	Rtw Investments, Lp	40 10Th Avenue 7Th Floor New York NY 10014		Yes	No	Yes	Yes
1493280	Roderick Wong	C/O Rtw Investments, Lp 40 10Th Avenue, 7Th Floor New York NY 10014		Yes	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $0.01 Par Value ("Common Stock")	Acquisiton	2022-10-06	1,355,932	$14.75	17,628,567	No	4	P	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See footnote

Footnotes

This Form 4 is being filed by each of (i) RTW Investments, LP (the "Adviser") with respect to the shares of Common Stock held by certain investment funds managed by the Adviser (the "RTW Funds") and (ii) Roderick Wong, M.D. ("Dr. Wong"), who serves as the Managing Partner and Chief Investment Officer of the Adviser and who is a director of the Issuer and Chairman of the Issuer's Board of Directors.