Filing Details
- Accession Number:
- 0001563190-22-000160
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-10-07 18:15:08
- Reporting Period:
- 2022-10-05
- Accepted Time:
- 2022-10-07 18:15:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1563190 | Compass Inc. | COMP | Services-Computer Programming Services (7371) | 300751604 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1847349 | J. Danielle Wilkie | C/O Compass, Inc. 90 5Th Avenue, 3Rd Floor Nyc NY 10011 | President, Customer Success | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2022-10-05 | 1,986 | $0.00 | 2,288 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2022-10-05 | 575 | $2.55 | 1,713 | No | 4 | F | Direct | |
| Class A Common Stock | Disposition | 2022-10-07 | 1,109 | $2.85 | 604 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Restricted Stock Unit (RSU) | Disposition | 2022-10-05 | 1,560 | $0.00 | 1,560 | $0.00 |
| Class A Common Stock | Restricted Stock Unit (RSU) | Disposition | 2022-10-05 | 426 | $0.00 | 426 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 40,630 | No | 4 | M | Direct | ||
| 853 | No | 4 | M | Direct |
Footnotes
- Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
- Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
- Automatic sale pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 27, 2022.
- The RSUs vest as to 2.0833% of the total shares monthly, beginning on November 15, 2020, with 100% of the total shares vested on November 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.
- The RSUs vest as to the 25% of the shares on each of June 15, 2022, September 15, 2022, December 15, 2022, and March 15, 2023, with 100% of the total shares vested on March 15, 2023, subject to the reporting person's provision of service to Issuer on each vesting date. The RSU award is the first in a series of four awards associated with the recipient's 2022 annual refresh grant, the remaining three of which will be awarded following March 15, 2023, March 15, 2024, and March 15, 2025 respectively (each, a "Vesting Commencement Date"), and each RSU award will vest in quarterly installments over the 12-month period immediately following the relevant Vesting Commencement Date subject to the reporting person's employment by Issuer on each vesting date. Each annual award in the series may be granted in the form of RSUs or cash at Issuer's election.
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