Filing Details
- Accession Number:
- 0001225208-11-016766
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-24 19:21:55
- Reporting Period:
- 2011-06-22
- Filing Date:
- 2011-06-24
- Accepted Time:
- 2011-06-24 19:21:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1094739 | Finisar Corp | FNSR | Semiconductors & Related Devices (3674) | 943038428 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1378842 | Christopher Brown | 1389 Moffett Park Drive Sunnyvale CA 94089-1134 | Exec.vp And General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-06-22 | 5,935 | $3.36 | 94,196 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-06-22 | 4,451 | $8.29 | 98,647 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-06-22 | 1,809 | $3.36 | 100,456 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-06-22 | 12,195 | $15.82 | 88,261 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-06-23 | 1,978 | $3.36 | 90,239 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-06-23 | 1,867 | $3.36 | 92,106 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-06-23 | 890 | $8.29 | 92,996 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-06-23 | 781 | $8.29 | 93,777 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-06-23 | 2,448 | $16.52 | 91,329 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2011-06-23 | 7,766 | $15.93 | 83,563 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-06-24 | 892 | $16.25 | 82,671 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-06-22 | 4,451 | $0.00 | 4,451 | $8.29 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-06-22 | 1,809 | $0.00 | 1,809 | $3.36 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-06-22 | 5,935 | $0.00 | 5,935 | $3.36 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-06-23 | 890 | $0.00 | 890 | $8.29 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-06-23 | 1,867 | $0.00 | 1,867 | $3.36 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-06-23 | 781 | $0.00 | 781 | $8.29 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-06-23 | 1,978 | $0.00 | 1,978 | $3.36 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,795 | 2010-03-08 | 2019-12-08 | No | 4 | M | Direct |
| 5,604 | 2009-08-12 | 2018-12-12 | No | 4 | M | Direct |
| 5,937 | 2009-12-12 | 2018-12-12 | No | 4 | M | Direct |
| 8,905 | 2010-03-08 | 2019-12-08 | No | 4 | M | Direct |
| 3,737 | 2009-08-12 | 2018-12-12 | No | 4 | M | Direct |
| 11,719 | 2010-09-01 | 2019-12-08 | No | 4 | M | Direct |
| 3,959 | 2009-12-12 | 2018-12-12 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.48 to $16.07 inclusive. The reporting person undertakes to provide to Finisar Corporation, any security holder of Finisar Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- On June 23, 2011, the Reporting Person vested in 8,000 restricted stock units ("RSUs") and as a result acquired 8,000 shares of common stock of the Issuer pursuant to the Reporting Person's June 15, 2010 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.38 to $16.34 inclusive. The reporting person undertakes to provide to Finisar Corporation, any security holder of Finisar Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.92 to $16.59 inclusive. The reporting person undertakes to provide to Finisar Corporation, any security holder of Finisar Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
Billionaire Hedge Funds
