Filing Details

Accession Number:
0000899243-22-032394
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-10-03 08:34:46
Reporting Period:
2022-09-30
Accepted Time:
2022-10-03 08:34:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1386570 Chromadex Corp. CDXC Medicinal Chemicals & Botanical Products (2833) 262940963
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1687026 Holly Solina Shuen Hoi Chau C/O Suites Pt. 2909 &Amp; 2910,
Harbour Centre, 25 Harbour Road
Wanchai K3
No No Yes No
1705335 Ltd Holdings Step Pioneer C/O Suites Pt. 2909 &Amp; 2910
Harbour Centre, 25 Harbour Road
Wanchai K3
No No Yes No
1796851 Ltd International Dvorak C/O Suites Pt. 2909 &Amp; 2910,
Harbour Centre, 25 Harbour Road
Wanchai K3
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-09-30 960,000 $1.25 7,885,641 No 4 P Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnotes
Footnotes
  1. Pioneer Step Holdings Limited ("Pioneer Step") has agreed to purchase 960,000 shares of the Issuer's common stock pursuant to the Securities Purchase Agreement dated September 30, 2022 by and among the Issuer, Pioneer Step and other purchasers named therein.
  2. Of the total shares beneficially owned following the reported transaction (i) 6,917,783 shares of the Issuer's common stock are directly beneficially owned by Pioneer Step, (ii) 420,000 shares of the Issuer's common stock are directly beneficially owned by Dvorak International Limited ("Dvorak International"), and (iii) 547,858 shares of the Issuer's common stock are directly beneficially owned by Skyinvest Associates Limited ("Skyinvest Associates"). Chau Hoi Shuen Solina Holly ("Solina Chau") is the sole shareholder of each of Pioneer Step, Dvorak International, and Skyinvest Associates.
  3. (continued from Footnote 2) As such, Solina Chau may be deemed to beneficially own the shares of the Issuer's common stock directly held by Pioneer Step, Dvorak International and Skyinvest Associates. Solina Chau disclaims Section 16 beneficial ownership of the securities held by each of Pioneer Step, Dvorak International and Skyinvest Associes, except to the extent of her pecuniary interest therein, if any.