Filing Details

Accession Number:
0000950142-22-002816
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-09-30 19:05:36
Reporting Period:
2022-06-06
Accepted Time:
2022-09-30 19:05:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1828937 Finance Of America Companies Inc. FOA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1771845 Edmond Safra 767 Fifth Avenue, 46Th Floor
New York NY 10153
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2022-06-06 59,690 $2.04 3,657,505 No 4 P Indirect See footnote
Class A Common Stock Acquisiton 2022-06-07 102,563 $2.17 3,760,068 No 4 P Indirect See footnote
Class A Common Stock Acquisiton 2022-06-08 49,965 $2.15 3,810,033 No 4 P Indirect See footnote
Class A Common Stock Acquisiton 2022-06-09 103,074 $2.12 3,913,107 No 4 P Indirect See footnote
Class A Common Stock Acquisiton 2022-06-10 71,924 $2.02 3,985,031 No 4 P Indirect See footnote
Class A Common Stock Acquisiton 2022-06-13 87,294 $1.95 4,072,325 No 4 P Indirect See footnote
Class A Common Stock Acquisiton 2022-06-14 25,490 $1.91 4,097,815 No 4 P Indirect See footnote
Class A Common Stock Acquisiton 2022-06-16 70,373 $1.81 4,168,188 No 4 P Indirect See footnote
Class A Common Stock Acquisiton 2022-06-17 94,689 $1.80 4,262,877 No 4 P Indirect See footnote
Class A Common Stock Acquisiton 2022-06-21 57,757 $1.86 4,320,634 No 4 P Indirect See footnote
Class A Common Stock Acquisiton 2022-06-22 47,554 $1.81 4,368,188 No 4 P Indirect See footnote
Class A Common Stock Acquisiton 2022-07-01 133,700 $1.67 4,501,888 No 4 P Indirect See footnote
Class A Common Stock Acquisiton 2022-07-06 100,000 $1.70 4,601,888 No 4 P Indirect See footnote
Class A Common Stock Acquisiton 2022-07-11 73,162 $1.73 4,675,050 No 4 P Indirect See footnote
Class A Common Stock Acquisiton 2022-07-12 23,046 $1.74 4,698,096 No 4 P Indirect See footnote
Class A Common Stock Acquisiton 2022-07-13 3,792 $1.74 4,701,888 No 4 P Indirect See footnote
Class A Common Stock Disposition 2022-09-27 750,000 $0.00 3,951,888 No 4 J Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 J Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 3,614,000 Indirect See footnote
Footnotes
  1. The securities are held directly by EMS Opportunity Ltd. and indirectly by Mr. Safra as the sole shareholder of EMS Capital Holding Inc., which is the general partner of EMS Capital LP, the investment manager of EMS Opportunity Ltd. Mr. Safra disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
  2. Distribution in kind of shares of Class A Common Stock. The closing market price of the Class A Common Stock on the date of the distribution was $1.42.
  3. Excludes 4,258,500 unvested shares issued in the name of the Replay Sponsor, LLC ("Sponsor") that are subject to vesting and forfeiture. The 4,258,500 unvested shares are not entitled to receive any dividends or other distributions, do not have any other economic rights until such shares are vested, and will not be entitled to receive back dividends or other distributions or any other form of economic "catch-up" once they become vested. Additionally, for so long as they remain unvested, such shares are subject to restrictions on transfer and holders of unvested shares have no discretion in how such shares are voted. The securities are held directly by the Sponsor and indirectly by Edmond Safra and Gregorio Werthein as managers of the Sponsor. Each of Messrs. Safra and Werthein disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.