Filing Details

Accession Number:
0001209191-22-051258
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-09-26 16:57:15
Reporting Period:
2022-09-22
Accepted Time:
2022-09-26 16:57:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1577526 C3.Ai Inc. AI Services-Prepackaged Software (7372) 263999357
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1834678 Shankar Sastry C/O C3.Ai, Inc.
1300 Seaport Blvd, Suite 500
Redwood City CA 94063
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2022-09-22 79,142 $0.60 103,782 No 4 M Direct
Class A Common Stock Disposition 2022-09-22 79,142 $13.19 24,640 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Option (Right to Buy) Disposition 2022-09-22 79,142 $0.00 79,142 $0.60
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2022-10-24 No 4 M Direct
Footnotes
  1. The sale of the shares was from the exercise of an option grant expiring on October 24, 2022.
  2. Represents weighted average sales price. The shares were sold at prices ranging from $13.05 to $13.39. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  3. Due to rounding in connection with the reverse stock split, the total shares include 1 additional share that was not originally reported on the Reporting Person's Form 3.
  4. The option is fully vested.