Filing Details

Accession Number:
0000899243-22-031914
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-09-23 17:40:31
Reporting Period:
2022-09-21
Accepted Time:
2022-09-23 17:40:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1777393 Chargepoint Holdings Inc. CHPT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1249803 S Rex Jackson 240 East Hacienda Avenue
Campbell CA 95008
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2022-09-21 15,005 $16.00 1,113,119 No 4 S Direct
Common Stock Acquisiton 2022-09-22 87,821 $6.03 197,335 No 4 X Indirect By trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 X Indirect By trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant (right to buy) Disposition 2022-09-22 87,821 $0.00 87,821 $6.03
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2021-02-26 2030-08-06 No 4 X Indirect
Footnotes
  1. The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.
  2. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $15.88 to $16.06. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
  3. The shares are held by the Jackson 1997 Trust Dated November 6, 1997 of which the Reporting Person is trustee.
  4. The Warrant was received in exchange for a warrant to purchase 88,121 shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Warrant is held by the Jackson 1997 Trust Dated November 6, 1997 of which the Reporting Person is trustee.