Filing Details

Accession Number:
0000899243-22-031734
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-09-22 20:20:53
Reporting Period:
2022-09-20
Accepted Time:
2022-09-22 20:20:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1720671 Hashicorp Inc. HCP Services-Computer Programming Services (7371) 320410665
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1894766 Brandon Sweeney C/o Hashicorp, Inc
101 Second Street, Suite 700
San Francisco CA 94105
Chief Revenue Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2022-09-20 3,360 $0.00 34,628 No 4 M Direct
Class A Common Stock Acquisiton 2022-09-21 54,325 $0.00 88,953 No 4 C Direct
Class A Common Stock Disposition 2022-09-21 17,840 $28.89 71,113 No 4 S Direct
Class A Common Stock Disposition 2022-09-21 10,248 $30.28 60,865 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 C Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Restricted Stock Units Disposition 2022-09-20 3,360 $0.00 3,360 $0.00
Class B Common Stock Restricted Stock Units Disposition 2022-09-20 4,325 $0.00 4,325 $0.00
Class B Common Stock Restricted Stock Units Disposition 2022-09-20 50,000 $0.00 50,000 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2022-09-20 54,325 $0.00 54,325 $0.00
Class A Common Stock Class B Common Stock Disposition 2022-09-21 54,325 $0.00 54,325 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
47,044 No 4 M Direct
38,925 No 4 M Direct
250,000 No 4 M Direct
82,441 No 4 M Direct
28,116 No 4 C Direct
Footnotes
  1. Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock.
  2. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
  3. The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of RSUs.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.03 to $29.95, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) and (5) to this Form 4.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.05 to $30.45, inclusive.
  6. The remaining RSUs vest in fourteen equal quarterly installments beginning on December 20, 2022.
  7. Each RSU represents a contingent right to receive one share of Issuer Class B Common Stock.
  8. The remaining RSUs vest in nine equal quarterly installments beginning on December 20, 2022.
  9. The remaining RSUs vest in five equal quarterly installments beginning on December 20, 2022.