Filing Details

Accession Number:
0001140361-22-034113
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-09-20 18:41:21
Reporting Period:
2022-09-16
Accepted Time:
2022-09-20 18:41:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
788965 Hallador Energy Co HNRG Bituminous Coal & Lignite Mining (1220) 841014610
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1210010 H Bryan Lawrence 410 Park Avenue
20Th Floor
New York NY 10022-4407
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Disposition 2022-09-16 28,869 $5.66 131,229 No 4 S Indirect See footnote
Common Stock, Par Value $0.01 Per Share Disposition 2022-09-19 32,758 $5.86 98,471 No 4 S Indirect See footnote
Common Stock, Par Value $0.01 Per Share Disposition 2022-09-20 18,428 $5.70 80,043 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share 499,746 Direct
Footnotes
  1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose.
  2. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.56 to $5.79, inclusive. The reporting person undertakes to Hallador Energy Company (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2), (3) and (4).
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.60 to $5.97, inclusive.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.65 to $5.82, inclusive.
  5. These securities are owned directly by Yorktown VI Company LP. The reporting person is a member and a manager of Yorktown VI Associates LLC, the general partner of Yorktown VI Company LP. These shares were previously owned by Yorktown Energy Partners VI, L.P., and distributed to Yorktown VI Company LP pursuant to the Limited Partnership Agreement of Yorktown VI Company LP.