Filing Details

Accession Number:
0000899243-22-031592
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-09-20 16:52:34
Reporting Period:
2022-09-16
Accepted Time:
2022-09-20 16:52:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1676238 Braze Inc. BRZE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1381839 A Douglas Pepper C/O Iconiq Capital
394 Pacific Avenue, 2Nd Floor
San Francisco CA 94111
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2022-09-16 55,558 $34.37 377,948 No 4 P Indirect By ICONIQ Strategic Partners VI, L.P.
Class A Common Stock Acquisiton 2022-09-16 81,609 $34.37 483,937 No 4 P Indirect By ICONIQ Strategic Partners VI-B, L.P.
Class A Common Stock Acquisiton 2022-09-16 96,816 $35.36 474,764 No 4 P Indirect By ICONIQ Strategic Partners VI, L.P.
Class A Common Stock Acquisiton 2022-09-16 142,920 $35.36 626,857 No 4 P Indirect By ICONIQ Strategic Partners VI-B, L.P.
Class A Common Stock Acquisiton 2022-09-19 15,053 $35.12 489,817 No 4 P Indirect By ICONIQ Strategic Partners VI, L.P.
Class A Common Stock Acquisiton 2022-09-19 22,181 $35.12 649,038 No 4 P Indirect By ICONIQ Strategic Partners VI-B, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By ICONIQ Strategic Partners VI, L.P.
No 4 P Indirect By ICONIQ Strategic Partners VI-B, L.P.
No 4 P Indirect By ICONIQ Strategic Partners VI, L.P.
No 4 P Indirect By ICONIQ Strategic Partners VI-B, L.P.
No 4 P Indirect By ICONIQ Strategic Partners VI, L.P.
No 4 P Indirect By ICONIQ Strategic Partners VI-B, L.P.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 3,326,610 Indirect By ICONIQ Strategic Partners III, L.P.
Class A Common Stock 3,554,523 Indirect By ICONIQ Strategic Partners III-B, L.P.
Class A Common Stock 62,549 Indirect By Trust
Footnotes
  1. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $34.01 to $35.00. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.
  2. The shares are held by ICONIQ Strategic Partners VI, L.P. ("ICONIQ VI").
  3. The shares are held by ICONIQ Strategic Partners VI-B, L.P. ("ICONIQ VI-B").
  4. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $35.05 to $35.50. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.
  5. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $34.51 to $35.50. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.
  6. The shares are held by ICONIQ Strategic Partners III, L.P. ("ICONIQ III").
  7. The shares are held by ICONIQ Strategic Partners III-B, L.P. ("ICONIQ III-B").
  8. ICONIQ Strategic Partners III GP, L.P. ("ICONIQ III GP") is the sole general partner of each of ICONIQ III and ICONIQ III-B. ICONIQ Strategic Partners III TT GP, Ltd. ("ICONIQ III Parent GP") is the sole general partner of ICONIQ III GP. ICONIQ Strategic Partners VI GP, L.P. ("ICONIQ VI GP") is the sole general partner of each of ICONIQ VI and ICONIQ VI-B. ICONIQ Strategic Partners VI TT GP, Ltd. ("ICONIQ VI Parent GP") is the sole general partner of ICONIQ VI GP. Divesh Makan ("Makan") and William J.G. Griffith ("Griffith") are the sole equity holders of ICONIQ III Parent GP. Makan, Griffith and Matthew Jacobson ("Jacobson") are the sole equity holders of ICONIQ VI Parent GP.
  9. The Reporting Person is a partner at ICONIQ Capital and may have limited partner or other interests in one or more of the entities described herein. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 of the Exchange Act or any other purpose.
  10. Shares held by a family trust of which the Reporting Person serves as trustee. Represents an aggregate of 62,549 shares of Class A Common Stock received in prior distributions-in-kind made in accordance with the exemptions afforded under Rule 16a-9(a) and Rule 16a-13 of the Exchange Act.