Filing Details

Accession Number:
0001193805-22-001276
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-09-16 18:13:59
Reporting Period:
2022-09-14
Accepted Time:
2022-09-16 18:13:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1442236 Quest Resource Holding Corp QRHC Refuse Systems (4953) 510665952
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1685530 P David Sweitzer 3481 Plano Parkway
The Colony TX 75056
Evp And Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-09-14 5,931 $1.51 14,442 No 4 M Direct
Common Stock Disposition 2022-09-14 5,931 $8.10 8,511 No 4 S Direct
Common Stock Acquisiton 2022-09-15 19,041 $1.51 27,552 No 4 M Direct
Common Stock Disposition 2022-09-15 19,041 $8.07 8,511 No 4 S Direct
Common Stock Acquisiton 2022-09-16 6,959 $1.51 15,470 No 4 M Direct
Common Stock Disposition 2022-09-16 6,959 $7.47 8,511 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy Disposition 2022-09-14 5,931 $0.00 5,931 $1.51
Common Stock Employee Stock Option (Right to Buy Disposition 2022-09-15 19,041 $0.00 19,041 $1.51
Common Stock Employee Stock Option (Right to Buy Disposition 2022-09-16 6,959 $0.00 6,959 $1.51
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
35,000 2030-03-16 No 4 M Direct
80,959 2029-02-12 No 4 M Direct
74,000 2029-02-12 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 22,425 Direct
Footnotes
  1. These shares represent the number of shares exercised by the Reporting Person.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.08, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.82 to $8.21, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.41 to $7.57, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold.
  5. These securities represent deferred stock units granted under the Issuer's 2012 Incentive Compensation Plan held by the Reporting Person.
  6. The option, representing a right to purchase a total of 105,000 shares, is exercisable in three equal annual installments beginning on March 16, 2021, which was the first anniversary of the date on which the option was granted.
  7. The option, representing a right to purchase a total of 100,000 shares, is exercisable in three equal annual installments beginning on February 12, 2020, which was the first anniversary of the date on which the option was granted.