Filing Details

Accession Number:
0001628280-22-025036
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-09-15 19:50:38
Reporting Period:
2022-09-14
Accepted Time:
2022-09-15 19:50:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
948708 Smith Micro Software Inc. SMSI Services-Prepackaged Software (7372) 330029027
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1251368 Jr W William Smith 120 Vantis
Suite 350
Aliso Viejo CA 92656
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-09-14 5,000 $2.59 4,864,704 No 4 P Indirect Smith Living Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Smith Living Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 363,028 Direct
Footnotes
  1. Shares were acquired in a series of transactions at a range of prices with a weighted average of $2.591 per share. The reporting person undertakes to provide to Smith Micro Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range.