Filing Details
- Accession Number:
- 0001567619-22-017297
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-09-13 12:58:22
- Reporting Period:
- 2022-09-08
- Accepted Time:
- 2022-09-13 12:58:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1051343 | Community West Bancshares | CWBC | State Commercial Banks (6022) | 770446957 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1334871 | E Martin Plourd | 445 Pine Ave. Goleta CA 93117 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-09-08 | 282 | $14.15 | 105,682 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2022-09-08 | 68 | $14.18 | 105,750 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | $7.31 | 2015-01-30 | 2024-01-30 | 20,000 | 20,000 | Direct |
| Common Stock | Stock Option (right to buy) | $6.70 | 2016-03-26 | 2025-03-26 | 1,650 | 1,650 | Direct |
| Common Stock | Stock Option (right to buy) | $6.70 | 2016-03-26 | 2025-03-26 | 20,000 | 20,000 | Direct |
| Common Stock | Stock Option (right to buy) | $6.86 | 2017-03-26 | 2026-03-26 | 25,000 | 25,000 | Direct |
| Common Stock | Stock Option (right to buy) | $10.30 | 2018-02-22 | 2027-02-22 | 20,000 | 20,000 | Direct |
| Common Stock | Stock Option (right to buy) | $10.99 | 2018-12-20 | 2027-12-20 | 10,000 | 10,000 | Direct |
| Common Stock | Stock Option (right to buy) | $10.56 | 2019-11-15 | 2028-11-15 | 20,000 | 20,000 | Direct |
| Common Stock | Stock Option (right to buy) | $10.70 | 2021-02-27 | 2030-02-27 | 20,000 | 20,000 | Direct |
| Common Stock | Stock Option (right to buy) | $6.71 | 2021-04-29 | 2030-04-29 | 3,000 | 3,000 | Direct |
| Common Stock | Stock Option (right to buy) | $9.89 | 2022-02-25 | 2031-02-25 | 25,000 | 25,000 | Direct |
| Common Stock | Stock Option (right to buy) | $12.94 | 2022-11-18 | 2031-11-18 | 20,000 | 20,000 | Direct |
| Common Stock | Stock Option (Restricted Stock) | $0.00 | 2022-11-18 | 2031-11-18 | 10,000 | 10,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2024-01-30 | 20,000 | 20,000 | Direct |
| 2025-03-26 | 1,650 | 1,650 | Direct |
| 2025-03-26 | 20,000 | 20,000 | Direct |
| 2026-03-26 | 25,000 | 25,000 | Direct |
| 2027-02-22 | 20,000 | 20,000 | Direct |
| 2027-12-20 | 10,000 | 10,000 | Direct |
| 2028-11-15 | 20,000 | 20,000 | Direct |
| 2030-02-27 | 20,000 | 20,000 | Direct |
| 2030-04-29 | 3,000 | 3,000 | Direct |
| 2031-02-25 | 25,000 | 25,000 | Direct |
| 2031-11-18 | 20,000 | 20,000 | Direct |
| 2031-11-18 | 10,000 | 10,000 | Direct |
Footnotes
- The option was granted on January 30, 2014 under CWB 2006 Stock Option Plan and vests over five year as follows: 4,000 option shares on January 30 of 2015, 2016, 2017, 2018, and 2019.
- The option was granted on March 26, 2015, and was originally exercisable for 5,000 shares. The reporting person previously partially exercised the option to acquire 3,350 shares; thus, there are 1,650 remaining options shares underlying the option. The remaining portion of the option vests as follows: 650 shares on March 26, 2019; and 1000 shares on March 26, 2020.
- The option was granted on March 26, 2015 under CWB 2006 Stock Option Plan and vests over five year as follows: 4,000 option shares on March 26 of 2016, 2017, 2018, 2019, and 2020.
- The option was granted on March 24, 2016 under CWB 2014 Stock Option Plan and vests over five year as follows: 5,000 option shares on March 24 of 2017, 2018, 2019, 2020, and 2021.
- The option was granted on February 22, 2017 under CWB 2014 Stock Option Plan and vests over five year as follows: 4,000 option shares on February 22 of 2018, 2019, 2020, 2021, and 2022.
- The option was granted on December 20, 2017 under CWB 2014 Stock Option Plan and vests over five year as follows: 2,000 option shares on December 20 of 2018, 2019, 2020, 2021, and 2022.
- The option was granted on November 15, 2018 under CWB 2014 Stock Option Plan and vests over five year as follows: 4,000 option shares on November 15 of 2019, 2020, 2021, 2022, and 2023.
- The option was granted on February 27, 2020 under CWB 2014 Stock Option Plan and vests over five year as follows: 4,000 option shares on February 27 of 2021, 2022, 2023, 2024, and 2025.
- The option was granted on April 29, 2020 under CWB 2014 Stock Option Plan and vests over five year as follows: 600 option shares on April 29 of 2021, 2022, 2023, 2024, and 2025.
- The option was granted on February 25, 2021 under CWB 2014 Stock Option Plan and vests over five year as follows: 5,000 option shares on February 25 of 2022, 2023, 2024, 2025, and 2026.
- The option was granted on November 18, 2021 under CWB 2020 Omnibus Plan and vests over five year as follows: 4,000 option shares on November 18 of 2022, 2023, 2024, 2025, and 2026.
- The restricted stock was granted on November 18, 2021 under CWB 2020 Omnibus Plan and vests over five year as follows: 2,000 option shares on November 18 of 2022, 2023, 2024, 2025, and 2026.
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