Filing Details
- Accession Number:
- 0001493152-22-025662
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-09-12 17:30:40
- Reporting Period:
- 2022-08-17
- Accepted Time:
- 2022-09-12 17:30:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1590418 | Focus Universal Inc. | FCUV | Industrial Instruments For Measurement, Display, And Control (3823) | 463355876 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1624262 | Sheri Lofgren | C/O Focus Universal Inc. 2311 East Locust Court Ontario CA 91761 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-08-17 | 14,677 | $5.70 | 14,677 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2022-08-17 | 10,968 | $3.00 | 25,645 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2022-08-17 | 1,804 | $8.86 | 27,449 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2022-09-07 | 10,903 | $10.13 | 16,546 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2022-09-07 | 10,000 | $10.26 | 6,546 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2022-09-07 | 5,000 | $10.35 | 1,546 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | A | Direct | |
| No | 4 | A | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- Represents a cashless exercise of outstanding stock options to purchase 30,000 shares of common stock. The Reporting Person received 14,677 shares of common stock and surrendered 15,323 shares of common stock underlying the stock option in payment of the exercise price.
- Represents a cashless exercise of outstanding stock options to purchase 15,000 shares of common stock. The Reporting Person received 10,968 shares of common stock and surrendered 4,032 shares of common stock underlying the stock option in payment of the exercise price.
- Represents a cashless exercise of outstanding stock options to purchase 8,750 shares of common stock. The Reporting Person received 1,804 shares of common stock and surrendered 6,946 shares of common stock underlying the stock option in payment of the exercise price.
Billionaire Hedge Funds
