Filing Details

Accession Number:
0000950142-22-002691
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-09-12 16:30:03
Reporting Period:
2022-09-08
Accepted Time:
2022-09-12 16:30:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1455684 Tpi Composites Inc TPIC Operators Of Nonresidential Buildings (6512) A6
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1001085 Brookfield Asset Management Inc. Brookfield Place
181 Bay Street, Suite 300
Toronto A6 M5J2T3
No No Yes No
1402746 Oaktree Fund Gp I, L.p. 333 South Grand Avenue
28Th Floor
Los Angeles CA 90071
No No Yes No
1403525 Oaktree Capital Group Holdings Gp, Llc 333 South Grand Avenue
28Th Floor
Los Angeles CA 90071
No No Yes No
1403528 Oaktree Capital Group, Llc 333 South Grand Avenue
28Th Floor
Los Angeles CA 90071
No No Yes No
1403530 Oaktree Capital I, L.p. 333 South Grand Avenue
28Th Floor
Los Angeles CA 90071
No No Yes No
1407178 Ocm Holdings I, Llc 333 South Grand Avenue
28Th Floor
Los Angeles CA 90071
No No Yes No
1407181 Oaktree Holdings, Llc 333 South Grand Avenue
28Th Floor
Los Angeles CA 90071
No No Yes No
1499005 Oaktree Fund Gp, Llc 333 South Grand Avenue
28Th Floor
Los Angeles CA 90071
No No Yes No
1894383 Opps Tpic Holdings, Llc 333 South Grand Avenue
28Th Floor
Los Angeles CA 90071
No No Yes No
1894389 Oaktree Power Opportunities Fund V (Delaware) Holdings, L.p. 333 South Grand Avenue
28Th Floor
Los Angeles CA 90071
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2022-09-08 2,407,775 $18.85 425,699 No 4 S Indirect See Footnote
Common Stock Disposition 2022-09-08 1,486,281 $18.85 262,777 No 4 S Indirect See Footnote
Common Stock Disposition 2022-09-08 69,360 $18.85 12,263 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
Footnotes
  1. Consists of shares of Common Stock beneficially owned by Opps TPIC Holdings, LLC ("Opps").
  2. Consists of shares of Common Stock beneficially owned by Oaktree Power Opportunities Fund V (Delaware) Holdings, L.P. ("Power V").
  3. Consists of shares of Common Stock beneficially owned by Oaktree Phoenix Investment Fund, L.P. ("Phoenix").
  4. This Form 4 is being filed jointly by (each, a "Reporting Person" and, collective, the "Reporting Persons") (i) Opps, (ii) Power V, (iii) Oaktree Fund GP, LLC ("Fund GP"), as general partner of TPIC and Power V, (iv) Oaktree Fund GP I, L.P. ("GP I"), as managing member of Fund GP, (v) Oaktree Capital I, L.P. ("Capital I"), as general partner of GP I, (vi) OCM Holdings I, LLC ("Holdings I"), as general partner of Capital I, (vii) Oaktree Holdings LLC ("Holdings"), as managing member of Holdings I, (viii) Oaktree Capital Group, LLC ("OCG"), as managing member of Holdings, (ix) Oaktree Capital Group Holdings GP, LLC ("OCGH GP"), as indirect owner of the class B units of OCG, (x) Brookfield Asset Management Inc. ("BAM"), as indirect owner of the class A units of OCG, (xi) BAM Partners Trust (the "BAM Partnership"), as sole owner of the Class B Limited Voting Shares of BAM and (xii) Phoenix.
  5. Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.