Filing Details

Accession Number:
0001570562-22-000128
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-09-08 09:29:12
Reporting Period:
2022-09-06
Accepted Time:
2022-09-08 09:29:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1570562 Evolus Inc. EOLS () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1366840 Simone Blank 520 Newport Center Dr.
Suite 1200
Newport Beach CA 92660
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-09-06 20,000 $9.24 54,881 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 367,577 Indirect See Footnote
Footnotes
  1. The shares were purchased in multiple trades at prices ranging from $9.08 to $9.52. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. Total includes 15,568 shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the one year anniversary of January 24, 2022, provided the reporting person remains in continuous service before the vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer.
  3. Represents shares held by Dental Innovations Apus Investment BV ("DIAI) and may be deemed beneficially owned by the Reporting Person as the sole beneficial owner of DIAI.