Filing Details

Accession Number:
0001209191-22-048879
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-09-06 19:22:06
Reporting Period:
2022-09-01
Accepted Time:
2022-09-06 19:22:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1801777 Applied Molecular Transport Inc. AMTI Pharmaceutical Preparations (2834) 814481426
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1813286 Ph.d. Tahir Mahmood C/O Applied Molecular Transport Inc.
450 East Jamie Court
South San Francisco CA 94080
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2022-09-01 1,723 $1.42 74,154 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,208,307 Indirect By Living Trust
Common Stock 391,693 Indirect By Irrevocable Trust
Footnotes
  1. Represents the number of shares sold to cover the statutory tax withholding obligations in connection with the vesting of Restricted Stock Units (RSUs). This sale satisfies the minimum statutory tax withholding obligations to be funded by a "sell-to-cover" transaction and does not represent a discretionary sale by the Reporting Person.
  2. A portion of these securities are RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.
  3. Includes 776 shares acquired under the Issuer's Employee Stock Purchase Plan (ESPP) on May 15, 2022, 119 shares acquired under the Issuer's ESPP on November 15, 2021 and 57 shares acquired under the Issuer's ESPP on May 14, 2021.
  4. These shares are held directly by the Mahmood-Shamsi Living Trust Agreement for which the Reporting Person and spouse serve as co-trustees and over which shares the Reporting Person and his spouse hold voting and dispositive power.
  5. These shares are held directly by The Mahmood 2017 Irrevocable Trust for which the Reporting Person serves as trustee and over which shares the Reporting Person hold voting and dispositive power.