Filing Details

Accession Number:
0000899243-22-030471
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-09-06 18:45:18
Reporting Period:
2022-09-02
Accepted Time:
2022-09-06 18:45:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1013272 Norwood Financial Corp NWFL State Commercial Banks (6022) 232828306
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1192337 J Lewis Critelli 717 Main Street
Honesdale PA 18431
Yes No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-09-02 1,843 $18.03 32,897 No 4 M Direct
Common Stock Disposition 2022-09-02 1,843 $26.00 31,054 No 4 S Direct
Common Stock Acquisiton 2022-09-06 490 $18.03 31,544 No 4 M Direct
Common Stock Disposition 2022-09-06 490 $26.00 31,054 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options-Right to Buy Disposition 2022-09-02 1,843 $0.00 1,843 $18.03
Common Stock Options-Right to Buy Disposition 2022-09-06 490 $0.00 490 $18.03
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,990 2013-12-31 2022-12-31 No 4 M Direct
4,500 2013-12-31 2022-12-31 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 29,214 Indirect ESOP
Common Stock 600 Indirect Restricted Stock Award
Common Stock 1,000 Indirect Restricted Stock Award
Common Stock 1,500 Indirect Restricted Stock Award
Common Stock 2,000 Indirect Restricted Stock Award
Common Stock 4,500 Indirect Restricted Stock Award
Footnotes
  1. Award vests in five equal installments beginning on December 12, 2018 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
  2. Award vests in five equal installments beginning on December 11, 2019 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
  3. Award vests in five equal installments beginning on December 10, 2020 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
  4. Award vests in five equal installments beginning on December 8, 2021 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
  5. Award vests in five equal installments beginning on May 10, 2023 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.