Filing Details

Accession Number:
0001716837-22-000107
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-09-06 18:37:12
Reporting Period:
2022-09-01
Accepted Time:
2022-09-06 18:37:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1428439 Roku Inc ROKU Cable & Other Pay Television Services (4841) 262087865
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1767033 Mustafa Ozgen C/O Roku, Inc.
1155 Coleman
San Jose CA 95110
Svp And Gm Of Account Acquisit No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2022-09-01 17,289 $0.00 17,289 No 4 M Direct
Class A Common Stock Disposition 2022-09-02 8,749 $66.94 8,540 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Restricted Stock Unit Disposition 2022-09-01 9,989 $0.00 9,989 $0.00
Class A Common Stock Restricted Stock Unit Disposition 2022-09-01 4,758 $0.00 4,758 $0.00
Class A Common Stock Restricted Stock Unit Disposition 2022-09-01 2,542 $0.00 2,542 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
19,979 No 4 M Direct
52,345 No 4 M Direct
7,627 No 4 M Direct
Footnotes
  1. These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on September 1, 2022.
  2. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
  3. This RSU vests in 16 substantially equal quarterly installments. The first installment vested on June 1, 2019.
  4. This RSU vests in 12 substantially equal quarterly installments. The first installment vested on September 1, 2022.
  5. This RSU vests in 4 substantially equal quarterly installments. The first installment vested on September 1, 2022.