Filing Details
- Accession Number:
- 0000926282-22-000056
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-09-06 18:16:06
- Reporting Period:
- 2022-09-01
- Accepted Time:
- 2022-09-06 18:16:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 926282 | Adtran Holdings Inc. | ADTN | Telephone & Telegraph Apparatus (3661) | 872164282 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1191219 | R Thomas Stanton | C/O Adtran 901 Explorer Blvd. Huntsville AL 35806 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-09-04 | 296 | $22.90 | 855,753 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Phantom Stock | Acquisiton | 2022-09-01 | 619 | $23.01 | 619 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 158,917 | No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $15.33 | 2025-11-14 | 94,387 | 94,387 | Direct | |
| Common Stock | Stock Option | $18.97 | 2024-11-15 | 94,207 | 94,207 | Direct | |
| Common Stock | Stock Option | $23.64 | 2023-11-02 | 75,366 | 75,366 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2025-11-14 | 94,387 | 94,387 | Direct |
| 2024-11-15 | 94,207 | 94,207 | Direct |
| 2023-11-02 | 75,366 | 75,366 | Direct |
Footnotes
- Reflects shares acquired through the automatic reinvestment of dividends paid on the issuer's common stock.
- Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the issuer's deferred compensation plan. The phantom shares become payable in cash six months after the reporting person's separation of service with the issuer.
- The options granted to the reporting person vested in four equal annual installments beginning on November 14, 2015.
- The options granted to the reporting person vested in four equal annual installments beginning on November 15, 2014.
- The options granted to the reporting person vested in four equal annual installments beginning on November 2, 2013.
Billionaire Hedge Funds
