Filing Details

Accession Number:
0001104659-22-097587
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-09-02 18:03:34
Reporting Period:
2022-09-01
Accepted Time:
2022-09-02 18:03:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1534254 Cion Investment Corp CION () 453058280
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1681896 A. Gregg Bresner C/O Cion Investment Corp
3 Park Avenue, 36Th Floor
New York NY 10016
President & Cio No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Acquisiton 2022-09-01 2,000 $9.16 37,099 No 4 P Indirect See Footnote
Common Stock, $0.001 Par Value Acquisiton 2022-09-01 3,000 $9.17 40,099 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
No 4 P Direct
Footnotes
  1. Represents the aggregate of purchases effected on the same trading day at different prices.
  2. Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $9.10 to $9.18 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
  3. Includes 5,500 Shares of which an investment retirement account is the record holder. Mr. Bresner is the indirect beneficial owner with sole voting and investment power with respect to the Shares held by the investment retirement account.
  4. Purchased by an IRA of the Reporting Person.
  5. Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $9.08 to $9.22 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.