Filing Details

Accession Number:
0001213900-22-052948
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-09-01 09:28:09
Reporting Period:
2022-08-31
Accepted Time:
2022-09-01 09:28:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1464790 B. Riley Financial Inc. RILY () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1263385 E Randall Paulson C/O B. Riley Financial, Inc.
11100 Santa Monica Blvd., Suite 800
Santa Monica CA 90025
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-08-31 25,000 $49.76 248,407 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. These transactions were executed in multiple trades at prices ranging from $49.11 to $50.21. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.