Filing Details
- Accession Number:
- 0001209191-22-048161
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2022-08-31 17:32:13
- Reporting Period:
- 2021-09-30
- Accepted Time:
- 2022-08-31 17:32:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 315131 | Phx Minerals Inc. | PHX | Crude Petroleum & Natural Gas (1311) | 731055775 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1085946 | Iii A Robert Hefner | 6305 Waterford Blvd #470 Oklahoma City OK 73118 | No | No | Yes | No | |
| 1824164 | Ghk Royalty Llc | 6305 Waterford Blvd #470 Oklahoma City OK 73118 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-12-03 | 13,664 | $1.78 | 691,459 | No | 5 | P | Direct | |
| Common Stock | Acquisiton | 2020-12-04 | 86,336 | $2.05 | 777,795 | No | 5 | P | Direct | |
| Common Stock | Acquisiton | 2020-12-10 | 6,100 | $2.03 | 783,895 | No | 5 | P | Direct | |
| Common Stock | Acquisiton | 2020-12-16 | 6,777 | $2.01 | 790,672 | No | 5 | P | Direct | |
| Common Stock | Acquisiton | 2020-12-17 | 55,033 | $2.03 | 845,705 | No | 5 | P | Direct | |
| Common Stock | Acquisiton | 2021-01-25 | 15,823 | $2.93 | 861,528 | No | 5 | P | Direct | |
| Common Stock | Acquisiton | 2021-01-27 | 25,713 | $3.00 | 887,241 | No | 5 | P | Direct | |
| Common Stock | Acquisiton | 2021-02-01 | 1,000,000 | $0.00 | 1,887,241 | No | 5 | J | Direct | |
| Common Stock | Disposition | 2021-02-01 | 1,000,000 | $0.00 | 2,000,000 | No | 5 | J | Direct | |
| Common Stock | Acquisiton | 2021-03-02 | 1,700,000 | $0.00 | 3,587,241 | No | 5 | J | Direct | |
| Common Stock | Disposition | 2021-03-02 | 1,700,000 | $0.00 | 300,000 | No | 5 | J | Direct | |
| Common Stock | Disposition | 2021-04-08 | 18,000 | $2.82 | 282,000 | No | 5 | S | Direct | |
| Common Stock | Disposition | 2021-04-09 | 31,400 | $2.78 | 250,600 | No | 5 | S | Direct | |
| Common Stock | Disposition | 2021-04-12 | 9,571 | $2.62 | 241,029 | No | 5 | S | Direct | |
| Common Stock | Disposition | 2021-05-13 | 150,000 | $0.00 | 91,029 | No | 5 | J | Direct | |
| Common Stock | Disposition | 2021-08-03 | 87,423 | $3.00 | 3,499,818 | No | 5 | S | Direct | |
| Common Stock | Disposition | 2021-08-04 | 34,405 | $2.97 | 3,465,413 | No | 5 | S | Direct | |
| Common Stock | Disposition | 2021-08-05 | 13,615 | $2.99 | 3,451,798 | No | 5 | S | Direct | |
| Common Stock | Disposition | 2021-08-06 | 20,067 | $2.97 | 3,431,731 | No | 5 | S | Direct | |
| Common Stock | Disposition | 2021-08-09 | 82,274 | $2.97 | 3,349,457 | No | 5 | S | Direct | |
| Common Stock | Disposition | 2021-08-10 | 3,856 | $2.96 | 3,345,601 | No | 5 | S | Direct | |
| Common Stock | Disposition | 2021-08-11 | 16,978 | $2.94 | 3,328,623 | No | 5 | S | Direct | |
| Common Stock | Disposition | 2021-08-12 | 5,386 | $2.94 | 3,323,237 | No | 5 | S | Direct | |
| Common Stock | Disposition | 2021-08-13 | 1,396 | $2.91 | 3,321,841 | No | 5 | S | Direct | |
| Common Stock | Disposition | 2021-08-23 | 12,700 | $2.50 | 89,633 | No | 5 | S | Direct | |
| Common Stock | Disposition | 2021-09-01 | 2,800 | $2.52 | 3,319,041 | No | 5 | S | Direct | |
| Common Stock | Disposition | 2021-09-02 | 38,022 | $2.45 | 3,281,019 | No | 5 | S | Direct | |
| Common Stock | Disposition | 2021-09-03 | 56,427 | $2.47 | 3,224,592 | No | 5 | S | Direct | |
| Common Stock | Disposition | 2021-09-06 | 105,670 | $2.47 | 3,118,922 | No | 5 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | P | Direct | |
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Footnotes
- These shares are owned directly by Mr. Hefner.
- These transactions represent distributions from GHK Royalty LLC to Mr. Hefner for no consideration. Mr. Hefner is the 100% owner of GHK Royalty LLC and these transactions represent a mere change in form of ownership for Mr. Hefner.
- These shares are owned directly by GHK Royalty LLC. Mr. Hefner indirectly owns these shares as a manager and 100% owner of GHK Royalty LLC.
- The Reporting Person's sale on April 8, 2021 was matchable under Section 16(b) of the Exchange Act with purchases on made December 3, 2020 and December 16, 2020. The Reporting Person remitted $17,749.39 to the Issuer prior to the filing of this Form 5, representing the full amount of profit realized on the short-swing transaction.
- The Reporting Person's sale on April 9, 2021 was matchable under Section 16(b) of the Exchange Act with purchases made on December 16, 2020 and December 17, 2020. The Reporting Person remitted $23,666.50 to the Issuer prior to the filing of this Form 5, representing the full amount of profit realized on the short-swing transaction.
- The Reporting Person's sale on April 12, 2021 was matchable under Section 16(b) of the Exchange Act with the purchase made December 17, 2020. The Reporting Person paid $5,675.60 to the Issuer on May 26, 2022, representing the full amount of profit realized on the short-swing transaction.
- The Reporting Person transferred shares to a non-affiliated employee.
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