Filing Details
- Accession Number:
- 0001072613-22-000537
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2022-08-31 14:33:52
- Reporting Period:
- 2022-06-29
- Accepted Time:
- 2022-08-31 14:33:52
- Original Submission Date:
- 2022-07-01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 887396 | Empire Petroleum Corp | EP | Crude Petroleum & Natural Gas (1311) | 731238709 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1670677 | E Phil Mulacek | 25025 I 45 North Suite 420 The Woodlands TX 77380 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-06-29 | 17,055 | $10.56 | 2,178,076 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2022-06-29 | 1,853 | $10.71 | 2,179,929 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2022-06-30 | 42,209 | $11.61 | 2,222,138 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2022-06-30 | 345 | $10.90 | 2,222,483 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2022-06-30 | 6 | $10.80 | 2,222,489 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2022-06-30 | 1,910 | $10.67 | 2,224,399 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2022-06-30 | 15,000 | $2.00 | 343,750 | No | 4 | X | Indirect | By Five Sterling LP |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | X | Indirect | By Five Sterling LP |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Warrant (Right to Buy) | Disposition | 2022-06-30 | 74,500 | $2.64 | 74,500 | $2.00 |
| Common Stock | Common Stock Warrant (Right to Buy) | Disposition | 2022-06-30 | 15,000 | $4.00 | 15,000 | $2.00 |
| Common Stock | Common Stock Warrant (Right to Buy) | Disposition | 2022-06-30 | 10,000 | $3.00 | 10,000 | $2.00 |
| Common Stock | Common Stock Warrant (Right to Buy) | Disposition | 2022-06-30 | 7,500 | $2.64 | 7,500 | $2.00 |
| Common Stock | Common Stock Warrant (Right to Buy) | Disposition | 2022-06-30 | 15,000 | $0.00 | 15,000 | $2.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 25,000 | 2021-03-24 | 2022-12-31 | No | 4 | J | Indirect |
| 10,000 | 2021-03-24 | 2022-12-31 | No | 4 | J | Indirect |
| 0 | 2021-03-24 | 2022-12-31 | No | 4 | J | Indirect |
| 0 | 2021-03-24 | 2022-12-31 | No | 4 | J | Indirect |
| 0 | 2021-03-24 | 2022-12-31 | No | 4 | X | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 424,500 | Indirect | By Petroleum Independent & Exploration LLC |
| Common Stock | 378,750 | Indirect | By Big Red Revocable Trust |
| Common Stock | 30,000 | Indirect | By spouse |
Footnotes
- As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022.
- Assigned to personnel working on issuer matters to incentivize such personnel at prices materially below market value.
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