Filing Details

Accession Number:
0001235468-22-000119
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-08-30 16:09:03
Reporting Period:
2022-08-25
Accepted Time:
2022-08-30 16:09:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1235468 Liquidity Services Inc LQDT Services-Business Services, Nec (7389) 522209244
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1406206 Jorge Celaya C/O Liquidity Services, Inc.
6931 Arlington Road, Suite 200
Bethesda MD 20814
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2022-08-25 5,000 $18.25 45,908 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Grant $0.00 2026-10-01 2,085 2,085 Direct
Common Stock Employee Stock Option $8.30 2027-03-03 2,473 2,473 Direct
Common Stock Employee Stock Grant $0.00 2023-01-01 1,475 1,475 Direct
Common Stock Employee Stock Option $6.11 2028-12-04 3,802 3,802 Direct
Common Stock Employee Stock Option $6.69 2029-12-03 29,387 29,387 Direct
Common Stock Employee Stock Grant $0.00 2024-01-01 11,325 11,325 Direct
Common Stock Employee Stock Option $9.46 2030-12-01 55,050 55,050 Direct
Common Stock Employee Stock Option $9.46 2030-12-01 55,050 55,050 Direct
Common Stock Employee Stock Grant $0.00 2025-01-01 7,462 7,462 Direct
Common Stock Employee Stock Option $22.20 2031-12-07 7,740 7,740 Direct
Common Stock Employee Stock Option $22.20 2031-12-07 7,740 7,740 Direct
Common Stock Employee Stock Grant $0.00 2026-01-01 8,720 8,720 Direct
Common Stock Employee Stock Grant $0.00 2026-01-01 8,720 8,720 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2026-10-01 2,085 2,085 Direct
2027-03-03 2,473 2,473 Direct
2023-01-01 1,475 1,475 Direct
2028-12-04 3,802 3,802 Direct
2029-12-03 29,387 29,387 Direct
2024-01-01 11,325 11,325 Direct
2030-12-01 55,050 55,050 Direct
2030-12-01 55,050 55,050 Direct
2025-01-01 7,462 7,462 Direct
2031-12-07 7,740 7,740 Direct
2031-12-07 7,740 7,740 Direct
2026-01-01 8,720 8,720 Direct
2026-01-01 8,720 8,720 Direct
Footnotes
  1. Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.
  2. These restricted stock units will vest, if at all, based on the issuer's achievement of certain financial milestones.
  3. These options become exercisable, if at all, based on the issuer's achievement of certain financial milestones.
  4. Twenty-five percent of this restricted stock unit grant vested on January 1, 2020 and thereafter, an additional 1/4th vests on each of January 1, 2021, January 1, 2022, and January 1, 2023.
  5. 15/48th of this option grant vested on January 1, 2020 and thereafter, an additional 1/48th vests each month for thirty-three months.
  6. 12/48th of this option grant vested on January 1, 2021 and thereafter, an additional 1/48th vests each month for thirty-six months.
  7. Twenty-five percent of this restricted stock unit grant vested on January 1, 2021 and thereafter, an additional 1/4th vests on each of January 1, 2022, January 1, 2023 and January 1, 2024.
  8. 12/48th of this option grant vested on January 1, 2022 and thereafter, 1/48th will vest each month for thirty-six months.
  9. This option becomes exercisable, if at all, based on the Issuer's achievement of certain stock price appreciation milestones.
  10. Twenty-five percent of this restricted stock unit grant vested on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1, 2025.
  11. 12/48th of this option grant will vest on January 1, 2023 and thereafter, an additional 1/48th will vest each month for thirty-six months.
  12. Twenty-five percent of this restricted stock unit grant will vest on January 1, 2023 and thereafter, an additional 1/4th will vest on each of January 1, 2024, January 1, 2025 and January 1, 2026.
  13. These restricted stock units vest, if at all, based on the Issuer's achievement of certain stock price appreciation milestones.