Filing Details
- Accession Number:
- 0001209191-11-035784
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-21 18:01:41
- Reporting Period:
- 2011-06-20
- Filing Date:
- 2011-06-21
- Accepted Time:
- 2011-06-21 18:01:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1007705 | S Douglas Schatz | P.o. Box 481 Fort Collins CO 80522 | Yes | No | No | No |
Transaction Summary
| Sold: | 31,022 shares | Avg. Price: $13.71 | Total Value: $425,192.58 |
| Number of Shares After Transactions: | 3,482,197 shares | ||
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-06-20 | 1,100 | $13.62 | 3,513,415 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2011-06-20 | 400 | $13.63 | 3,513,015 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2011-06-20 | 800 | $13.64 | 3,512,215 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2011-06-20 | 400 | $13.65 | 3,511,815 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2011-06-20 | 1,600 | $13.65 | 3,510,215 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2011-06-20 | 900 | $13.66 | 3,509,315 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2011-06-20 | 100 | $13.66 | 3,509,215 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2011-06-20 | 1,400 | $13.66 | 3,507,815 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2011-06-20 | 300 | $13.67 | 3,507,515 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2011-06-20 | 700 | $13.67 | 3,506,815 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2011-06-20 | 1,000 | $13.68 | 3,505,815 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2011-06-20 | 1,600 | $13.68 | 3,504,215 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2011-06-20 | 800 | $13.69 | 3,503,415 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2011-06-20 | 13 | $13.69 | 3,502,106 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2011-06-20 | 300 | $13.70 | 3,501,806 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2011-06-20 | 1,500 | $13.70 | 3,500,306 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2011-06-20 | 100 | $13.71 | 3,500,206 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2011-06-20 | 300 | $13.71 | 3,499,906 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2011-06-20 | 2,775 | $13.71 | 3,497,131 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2011-06-20 | 400 | $13.72 | 3,496,731 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2011-06-20 | 2,114 | $13.72 | 3,494,617 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2011-06-20 | 100 | $13.73 | 3,494,517 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2011-06-20 | 900 | $13.73 | 3,493,617 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2011-06-20 | 100 | $13.74 | 3,493,517 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2011-06-20 | 100 | $13.74 | 3,493,417 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2011-06-20 | 5,810 | $13.74 | 3,487,607 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2011-06-20 | 100 | $13.75 | 3,487,507 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2011-06-20 | 1,500 | $13.75 | 3,486,007 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2011-06-20 | 3,510 | $13.76 | 3,482,497 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2011-06-20 | 300 | $13.77 | 3,482,197 | No | 4 | S | Indirect | By Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
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| No | 4 | S | Indirect | By Trust |
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| No | 4 | S | Indirect | By Trust |
Footnotes
- Douglas S. Schatz and Jill E. Schatz, husband and wife, are co-trustees of the Family Trust and may be deemed to be indirect beneficial owners of the shares of AEIS common stock held directly by the Family Trust. Douglas S. Schatz is a director of AEIS.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.
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