Filing Details
- Accession Number:
- 0001104659-22-095142
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-08-26 16:26:01
- Reporting Period:
- 2022-08-24
- Accepted Time:
- 2022-08-26 16:26:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1828185 | Vaccitech Plc | VACC | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1851664 | Christopher Ellis | C/O Vaccitech Plc, Unit 6-10, Zeus Building Rutherford Avenue, Harwell Didcot X0 OX11 0DF | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2022-08-24 | 450 | $0.00 | 525 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2022-08-24 | 450 | $4.78 | 75 | No | 4 | S | Direct | |
| Ordinary Shares | Acquisiton | 2022-08-25 | 39,176 | $0.00 | 39,251 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2022-08-25 | 14,176 | $5.69 | 25,075 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2022-08-25 | 25,000 | $7.07 | 75 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Share Option (Right to Buy) | Disposition | 2022-08-24 | 450 | $0.00 | 450 | $0.00 |
| Ordinary Shares | Share Option (Right to Buy) | Disposition | 2022-08-25 | 39,176 | $0.00 | 39,176 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 40,156 | 2028-02-16 | No | 4 | M | Direct | |
| 980 | 2028-02-16 | No | 4 | M | Direct |
Footnotes
- The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.75 - $4.96. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.46 - $5.93. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.04 - $7.12. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- This option is fully vested and exercisable as of the date hereof. The exercise price of this option is GBP 0.000324 per share and has been converted from pounds sterling to U.S. dollars using an average exchange rate of $1.3269 to GBP 1.00 on December 31, 2019.
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