Filing Details

Accession Number:
0001628280-22-023708
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-08-25 16:55:41
Reporting Period:
2022-08-23
Accepted Time:
2022-08-25 16:55:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1647639 Upstart Holdings Inc. UPST Finance Services (6199) 464332431
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1833851 Natalia Mirgorodskaya C/O Upstart Holdings, Inc.
2950 S. Delaware Street, Suite 300
San Mateo CA 94403
Corporate Controller No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2022-08-23 238 $27.30 25,022 No 4 S Direct
Common Stock Disposition 2022-08-25 420 $27.35 24,602 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs).
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.3001 to $27.3100. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  3. Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
  4. The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2022.