Filing Details
- Accession Number:
- 0000926282-22-000050
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-08-25 12:10:46
- Reporting Period:
- 2022-08-23
- Accepted Time:
- 2022-08-25 12:10:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 926282 | Adtran Holdings Inc. | ADTN | Telephone & Telegraph Apparatus (3661) | 872164282 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1930886 | Brian Protiva | 901 Explorer Boulevard Huntsville AL 35806 | Ceo Of Adva | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-08-23 | 17,668 | $10.58 | 348,277 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-08-23 | 17,668 | $24.64 | 330,609 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2022-08-23 | 8,833 | $7.04 | 339,442 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-08-23 | 8,833 | $24.64 | 330,609 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2022-08-23 | 17,668 | $0.00 | 17,668 | $10.58 |
| Common Stock | Stock Option | Disposition | 2022-08-23 | 8,833 | $0.00 | 8,833 | $7.04 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2023-05-14 | No | 4 | M | Direct | |
| 52,997 | 2025-05-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 19,361 | Indirect | By spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $19.08 | 2029-05-14 | 88,326 | 88,326 | Direct | |
| Common Stock | Stock Option | $12.17 | 2028-05-14 | 49,464 | 49,464 | Direct | |
| Common Stock | Stock Option | $7.01 | 2027-05-14 | 41,220 | 41,220 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2029-05-14 | 88,326 | 88,326 | Direct |
| 2028-05-14 | 49,464 | 49,464 | Direct |
| 2027-05-14 | 41,220 | 41,220 | Direct |
Footnotes
- The options granted to the reporting person vested/vests on the fourth anniversary of the date of grant.
Billionaire Hedge Funds
