Filing Details
- Accession Number:
- 0000920112-22-000286
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-08-24 16:08:26
- Reporting Period:
- 2022-08-23
- Accepted Time:
- 2022-08-24 16:08:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 920112 | Heartland Financial Usa Inc | HTLF | State Commercial Banks (6022) | 421405748 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1331679 | K Bruce Lee | 1398 Central Ave Dubuque IA 52001 | Htlf President And Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-08-23 | 2,000 | $45.90 | 52,502 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 50,502 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | 2020 Performance Based Restricted Stock (3-year performance) | $0.00 | 12,646 | 0 | Direct | ||
| Common Stock | 2020 Time-Based Restricted Stock | $0.00 | 8,431 | 0 | Direct | ||
| Common Stock | 2021 Performance Based Restricted Stock (3-year performance) | $0.00 | 14,054 | 0 | Direct | ||
| Common Stock | 2021 Time-Based Restricted Stock | $0.00 | 1,689 | 1,689 | Direct | ||
| Common Stock | 2022 Performance Based Restricted Stock (3-year performance) | $0.00 | 15,420 | 0 | Direct | ||
| Common Stock | 2022 Time-Based Restricted Stock | $0.00 | 10,280 | 0 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 12,646 | 0 | Direct | |
| 8,431 | 0 | Direct | |
| 14,054 | 0 | Direct | |
| 1,689 | 1,689 | Direct | |
| 15,420 | 0 | Direct | |
| 10,280 | 0 | Direct |
Footnotes
- Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- These restricted stock units vest in 2023 if certain performance measures are achieved by the Issuer
- Of these restricted stock units, 1/3 vest on 3-6-2021, 1/3 vest on 3-6-2022, and 1/3 vest on 3-6-2023.
- These restricted stock units vest in 2024 if certain performance measures are achieved by the Issuer
- Of these restricted stock units, 1/3 vest on 3-6-2022, 1/3 vest on 3-6-2023, and 1/3 vest on 3-6-2024.
- These restricted stock units vest in 2025 if certain performance measures are achieved by the Issuer
- Of these restricted stock units, 1/3 vest on 3-6-2023, 1/3 vest on 3-6-2024, and 1/3 vest on 3-6-2025.
Billionaire Hedge Funds
