Filing Details

Accession Number:
0001104659-22-093914
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-08-24 11:07:00
Reporting Period:
2022-08-22
Accepted Time:
2022-08-24 11:07:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1534254 Cion Investment Corp CION () 453058280
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1553165 Mark Gatto C/O Cion Investment Corp.
3 Park Avenue, 36Th Fl
New York NY 10016
Co-Chairman & Co-Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Acquisiton 2022-08-22 5,000 $10.29 37,806 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Includes 27,805.55 shares of which CION Investment Group, LLC ("CIG") is the record holder. Mr. Gatto, with another individual, controls CIG and as a result, may be deemed to be an indirect beneficial owner of the shares held by CIG. Mr. Gatto disclaims beneficial ownership of the shares held by CIG except to the extent of his pecuniary interest therein.