Filing Details
- Accession Number:
- 0001209191-22-047172
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-08-23 16:15:26
- Reporting Period:
- 2022-08-19
- Accepted Time:
- 2022-08-23 16:15:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1831828 | Vera Therapeutics Inc. | VERA | Pharmaceutical Preparations (2834) | 812744449 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1857670 | Joanne Curley | C/O Vera Therapeutics, Inc. 8000 Marina Boulevard, Suite 120 Brisbane CA 94005 | Chief Development Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2022-08-19 | 12,500 | $0.00 | 29,785 | No | 4 | A | Direct | |
| Class A Common Stock | Acquisiton | 2022-08-19 | 378 | $6.37 | 30,163 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2022-08-19 | 378 | $18.89 | 29,785 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2022-08-19 | 700 | $6.37 | 30,485 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2022-08-19 | 700 | $19.76 | 29,785 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2022-08-19 | 710 | $2.90 | 30,495 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2022-08-19 | 710 | $18.93 | 29,785 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2022-08-19 | 1,451 | $2.90 | 31,236 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2022-08-19 | 1,451 | $19.87 | 29,785 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2022-08-19 | 2,766 | $11.00 | 32,551 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2022-08-19 | 2,766 | $18.61 | 29,785 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2022-08-19 | 904 | $11.00 | 30,689 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2022-08-19 | 904 | $19.81 | 29,785 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2022-08-22 | 1,030 | $11.00 | 30,815 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2022-08-22 | 1,030 | $18.42 | 29,785 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2022-08-22 | 600 | $11.00 | 30,385 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2022-08-22 | 600 | $19.65 | 29,785 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (right to buy) | Disposition | 2022-08-19 | 1,078 | $0.00 | 1,078 | $6.37 |
| Class A Common Stock | Stock Option (right to buy) | Disposition | 2022-08-19 | 2,161 | $0.00 | 2,161 | $2.90 |
| Class A Common Stock | Stock Options (right to buy) | Disposition | 2022-08-19 | 3,670 | $0.00 | 3,670 | $11.00 |
| Class A Common Stock | Stock Options (right to buy) | Disposition | 2022-08-22 | 1,630 | $0.00 | 1,630 | $11.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 12,951 | 2030-03-31 | No | 4 | M | Direct | |
| 44,598 | 2030-12-15 | No | 4 | M | Direct | |
| 104,547 | 2031-05-12 | No | 4 | M | Direct | |
| 102,917 | 2031-05-12 | No | 4 | M | Direct |
Footnotes
- Represents the number of shares of Class A Common Stock underlying the restricted stock units ("RSUs") under Issuer's 2021 Equity Incentive Plan. One-third of the RSUs vest on August 20, 2023, rounded to the nearest whole share, and the remaining RSUs vest on August 20, 2024, subject to the Reporting Person's continuous service through each vesting date.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 13, 2022.
- The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $18.49 to $19.24, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $19.56 to $20.00, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $18.50 to $19.30, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $19.70 to $20.02, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $18.24 to $19.23, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $19.56 to $20.21, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $18.20 to $18.75, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $19.45 to $19.91, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- 1/4 of the shares subject to the option vested on March 12, 2021, and 1/48 of the shares vest monthly thereafter.
- 1/4 of the shares subject to the option vest on December 16, 2021, and 1/48 of the shares vest monthly thereafter.
- 1/4 of the shares subject to the option vest on May 13, 2022, and 1/48 of the shares vest monthly thereafter.
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